SEC FORM 3/A SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Nelson Lindsay

(Last) (First) (Middle)
C/O TRIPADVISOR, INC.
400 1ST AVENUE

(Street)
NEEDHAM MA 02494

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/28/2020
3. Issuer Name and Ticker or Trading Symbol
TripAdvisor, Inc. [ TRIP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Experience&Brand Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
04/30/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,567 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (TSR performance-based) 12/31/2022(1) 03/31/2023 Common Stock, Par Value $.001 Per Share 17,564 0 D
Restricted Stock Units (TSR performance-based) 12/31/2021(2) 03/31/2022 Common Stock, Par Value $.001 Per Share 10,369 0 D
Stock Option 10/30/2019(3) 10/30/2028 Common Stock, Par Value $.001 Per Share 96,272 47.17 D
Stock Option 02/15/2021(4) 02/25/2030 Common Stock, Par Value $.001 Per Share 44,378 25.62 D
Stock Option 02/15/2020(3) 02/27/2029 Common Stock, Par Value $.001 Per Share 22,401 50.63 D
Restricted Stock Units 02/15/2021(5) 02/16/2023 Common Stock 15,553 0 D
Restricted Stock Units 10/30/2020(5) 10/31/2022 Common Stock 33,232 0 D
Restricted Stock Units 12/20/2020(6) 12/21/2021 Common Stock 33,266 0 D
Restricted Stock Units 02/15/2021(7) 02/16/2024 Common Stock 35,128 0 D
Explanation of Responses:
1. These market-based RSUs ("MSUs") will vest and settle shortly following expiration of the performance period which ends on December 31, 2022.
2. The market-based RSUs ("MSUs") will vest and settle shortly following expiration of the performance period which ends on December 31, 2021.
3. Date at which first vesting occurs is indicated. One-fourth of the total number of stock options vest on the first vesting date and an additional one-fourth vest on each anniversary thereafter, until the stock options are fully vested.
4. Date at which first vesting occurs is indicated. One fourth of the total number of stock options vest on February 15, 2021, and 6.25% of the remaining award vest in equal quarterly installments commencing thereafter.
5. One-third of the total number of RSUs vest on the first vesting date and an additional one-third vest on each anniversary thereafter, until the RSUs are fully vested. Upon vesting, shares will be issued on a one-for-one basis.
6. Date at which first vesting occurs is indicated. One-half of the total number of RSUs vest on the first vesting date and an additional one-half vest on second anniversary of the vesting date. Upon vesting, shares will be issued on a one-for-one basis.
7. Date at which first vesting occurs is indicated. One fourth of the total number of RSUs vest on February 15, 2021, and 6.25% of the remaining award vest in equal quarterly installments commencing thereafter.
/s/ Linda C. Frazier, attorney in fact 04/30/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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